SRA AML Audit
Articles on SRA anti-money laundering audits and inspections of law firms, including common findings, firmwide and client matter risk assessments, policies, due diligence and the steps firms can take to address compliance gaps.
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Independent AML Audits : The High Street Firm’s Secret Weapon
The FCA’s shift toward “Impactful Deterrence” is already making waves, there is a specific regulatory transition looming that should have every High Street partner checking their risk register: the transfer of AML supervision. Currently, for most High Street firms, the Solicitors Regulation Authority holds the reins. But the landscape is shifting. The Financial Conduct Authority…
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HMRC Tax Adviser Registration: The SDLT & Conveyancing Trap
As of May 2026, tax advisers in the legal sector, particularly conveyancing practices, must complete mandatory HMRC registration, which hinges on Anti-Money Laundering (AML) compliance. Firms must update their AML policies, prepare for thorough audits, and ensure all relevant individuals are vetted to avoid registration refusal and filing blocks.