About CQS Conveyancing

Tag: risk register

  • CQS Risk Management Policy and Register

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    by

    Simon Seaton
    in

    Firms accredited with the Law Society conveyancing mark must adhere to strict guidelines, including the implementation of a comprehensive CQS Risk Management Policy and the maintenance of a detailed risk register. It is considered best practice for the risk register to be categorised into strategic, financial, operational, compliance, and breaches (both material and non-material), with…

  • CQS Risk Management Policy – Guidance

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    by

    Simon Seaton
    in

    The largest chapter in the new CQS Standards is section five, and it is appropriately so since it addresses risk management. This aspect significantly influences all other parts of the Standards by mandating firms to maintain a compliance plan and a risk register as well as a comprehensive Risk Management Policy. Ensuring effective risk management…