CQS Policy Templates
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CQS Risk Management Policy – Guidance
Section five of the new CQS Standards focuses on risk management, mandating firms to implement a compliance plan, risk register, and a comprehensive Risk Management Policy. Key requirements include defining roles and responsibilities, communicating risk information, and appointing a designated supervisor to ensure effective risk oversight in legal services.
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Drafting A CQS Dealing with Lender Policy Template
Section 6.4 of the 2022 Conveyancing Quality Scheme (CQS) Core Practice Management Standards (CPMS) requires CQS-accredited law firms to have a Dealing with Lenders Policy in place. However, it has been brought to my attention that SROs face challenges in formulating this particular CQS policy. A meticulously formulated CQS Dealing with Lenders Policy, should accurately…