Compliance Plan
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CQS Risk Management Policy – Guidance
Section five of the new CQS Standards focuses on risk management, mandating firms to implement a compliance plan, risk register, and a comprehensive Risk Management Policy. Key requirements include defining roles and responsibilities, communicating risk information, and appointing a designated supervisor to ensure effective risk oversight in legal services.
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The best best bad plan that we got
I enjoyed going to the cinema last Saturday night to see a film called ARGO. This Oscar nominated film tells the based-on-true-life tale of how CIA agent Tony Mendez (Ben Affleck) extracted six American diplomats from the Canadian Embassy in Tehran. Mendez’s plan to get them out is to create cover identities for the diplomats…