FCA AML Audit
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Why “Defensible Judgment” is the Law Firm’s New AML Mandate for 2026
In 2026, the legal sector finds itself at a critical juncture. With the UK economy facing a very negative future, the implications for UK law firms are acute. As “gatekeepers” solicitors and legal professionals are facing a perfect storm of economic volatility, sophisticated criminal tactics, and a sharp pivot by regulators toward “outcomes-based” enforcement. Here…
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The High Street Practitioner’s Guide to Surviving the FCA
The shift to FCA supervision for AML compliance demands small firms document their processes and justify decisions, moving away from reliance on personal relationships. Sole practitioners face increased responsibilities for compliance. Implementing efficient systems and tracking risks is essential to navigate regulatory scrutiny and demonstrate commitment to AML standards without overwhelming workloads.