SRA AML Assessments: Are You Audit Ready?

Last month’s webinar focusing on preparing for an AML audit by the SRA is now available to purchase. It focuses on the question 'SRA AML Assessments: Are You Audit Ready?'

The 50 minute webinar focused on the following areas:

Selection and pre-assessment: understand what to expect from proactive SRA visits.
What does the communication from the SRA look like and what do they request?
Common and costly misconceptions
Errors and omissions that most firms make
What will happen after the visit?
Implications of adverse audit – beyond a financial penalty
How technology can not only mitigate risk but also provide evidence of compliance

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